Transfer Regulation for crypto assets is in force

Transfer Regulation for crypto assets is in force: Due to the increased risk of money laundering and terrorist financing in transactions with crypto assets, the corresponding application of the Money Transfer Regulation (GTVO) is ordered with effect from 01.10.2021. This will lead to new record-keeping requirements for crypto obligors as of...

Obligation to notify outsourcing at securities institutions (WpIG)

Obligation to notify outsourcing at securities institutions: What is to be observed? The auditor must report separately on outsourcing of material activities and processes, taking into account the requirements set out in section 40 of the Securities Institutions Act. In doing so, a statement must be made as to whether the classification of...

MaRisk 6.0: What changes in outsourcing management?

MaRisk 6.0: What changes in outsourcing management? Detailed requirements are implemented from the Outsourcing Guidelines in section AT 9. The changes affect the entire outsourcing cycle. For example, requirements for risk analysis and determining materiality, for structuring the outsourcing agreement and for managing and monitoring the risks...

New EBA requirements for the MLRO

New EBA requirements for the MLRO: The European Banking Authority (EBA) has launched a public consultation on new guidelines on the role, tasks and responsibilities of Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) Officers. The guidelines contain provisions on broader AML/CFT governance, including at group level....

Tasks and duties of the Business Continuity Manager

Tasks and duties of the Business Continuity Manager. From the ICT Guidelines, requirements for emergency management are implemented in the newly formulated section AT 7.3. Risk analyses must first be carried out for all time-critical activities and processes identified in an impact analysis. The emergency concept must show which substitute...

Transfer Regulation for crypto assets is in force

Obligation to notify outsourcing at securities institutions (WpIG)

MaRisk 6.0: What changes in outsourcing management?

New EBA requirements for the MLRO

Tasks and duties of the Business Continuity Manager

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